The production of transgenic organisms usually involves the delivery of a construct containing DNA of interest accompanied by a selectable marker gene, often an antibiotic resistance gene. This enables the selective destruction of cells not containing the introduced DNA. Selection is thought to be necessary for delivery techniques in which only a minor fraction of the treated cells become transgenic.
Plant biotechnology is based on the delivery, integration and expression of defined genes into plant cells, which can be grown to generate transformed plants. Efficiency of stable gene transfer is not high even in the most successful transfer systems and only a fraction of the cells exposed integrate the DNA construct into their genomes. Moreover, a successful gene transfer does not guarantee expression, even by using signals for the regulation of transgene expression. Therefore, systems to select the transformed cells, tissues or organisms from the non−transformed ones are indispensable to regenerate the truly genetically transformed organisms.
Antibiotic resistance genes allow transformed cells expressing them to be selected for out of populations of non−transformed cells. As part of this system, a selective toxic agent that interferes with the cellular metabolism is applied to a population of putatively transformed cells. The population of cells that has been transformed with and expresses a resistance gene is able to neutralize the toxic effect of the selective agent, either by detoxification of the antibiotic through enzymatic modification or by evasion of the antibiotic through alteration of the target.
The antibiotic resistance genes can be the genes of interest in their own right or they can be operatively linked to other genes to be transformed into the organisms.
The effectiveness of a particular antibiotic resistance system depends mainly on the following elements:[add a comment]
Apart from these factors, for an antibiotic resistance system to be efficient and useful the selectable marker gene should be expressible in a wide variety of cells and tissues, the background metabolic activity or resistance should be minimal or negligible, and a clear phenotypic change should be visible.[add a comment]
Among the most widely used antibiotic resistance genes as selectable markers are neomycin phosphotransferase II (nptII) and hygromycin phosphotransferase (hpt). There are also other marker genes like gentamycin acetyltransferase (accC3) resistance and bleomycin and phleomycin resistance, but these are not as commonly used.
The enzyme NPTII inactivates by phosphorylation a number of aminoglycoside antibiotics such as kanamycin, neomycin, geneticin (or G418) and paromomycin. Of these, G418 is routinely used for selection of transformed mammalian cells. The other three are used in a diverse range of plant species, however, kanamycin has proved to be ineffective to select legumes and gramineae.
Hygromycin phosphotransferase is a suitable marker system for both plant and animal systems. The HPT enzyme inactivates the antibiotic hygromycin B. Hygromycin is usually more toxic than kanamycin and kills sensitive cells more quickly. It is nowadays one of the preferred antibiotic resistance marker systems for transformation of monocotyledonous plants, particularly gramineae (cereals and forages).
Part of the worldwide debate about genetically−modified organisms focuses on the safety of antibiotic resistance gene markers in crops destined for human and animal consumption. Diverse and, in some cases, contradictory opinions have been voiced. At times, the debate has been unhelpful and polarized. One of the problems is that despite an increasing body of scientific knowledge about genetic modification, the opinions put forward have often been based on perception and emotion, rather than scientific rationale.[add a comment]
In response to these concerns, scientists have focused efforts on identifying potential risks to the ecology, resistance management and food biosafety. The results should allow more informed decisions to be made with respect to this technology.[add a comment]
Several commercial transgenic crops in development or production contain antibiotic resistance genes as part of their new genetic make−up. For instance, crops contain genes whose products confer resistance to kanamycin (the nptII gene), spectinomycin and streptomycin (the aad gene), and ampicillin (the bla gene). Concerns have been raised about whether this may lead to an increase in the occurrence of microbial populations resistant to antibiotics, thereby posing a risk to animal and human health.[add a comment]
Most antibiotic resistance genes used in biotechnology were originally isolated from bacteria. To be used in plants these genes undergo a series of modifications: regulatory elements in the DNA sequence are exchanged for those used in plant cells, and usually the gene sequence is also altered to reflect the preferred codon usage of plants. This would make horizontal gene transfer back to bacteria unlikely.[add a comment]
For further information, a list of recent scientific papers discussing the potential of horizontal transfer of genes from plants to bacteria present in the gut of humans or animals and other related issues has been compiled. The list is neither exhaustive nor comprehensive, but is representative of the research in this area.[add a comment]
Researchers have devised selection methods that avoid the use of antibiotic or herbicide resistance genes or eliminate them in the final transgenic product. The development of these methods are in part in response to the concerns about horizontal transfer of antibiotic resistance genes, the public perception of risk and the consumer acceptance of the marketed products. Another motivation has been the need for multiple selectable marker genes because the use of a selectable marker gene in a particular line precludes further use of the same selectable gene in subsequent transformations of the same line. The generation of a cultivar with several distinct desirable traits may require repeated transformations events, which would require the use of a different selectable marker for each transformation event. The number of suitable, multiple selectable markers available is limited at present. In addition, the presence of multiple homologous sequences in the same genome may cause instability of the transgenes.[add a comment]
Two general strategies have been pursued to avoid the use of antibiotic resistance genes:[add a comment]
In the first strategy, the methods currently employed are: [add a comment]
The second strategy, known as positive selection, uses selective, non−toxic compounds to exploit the auxotrophies of the transformed material, i.e., the material is unable to regenerate and grow in the absence of an external supply of specific compounds. These methods of positive selection are based on complementing the transformed cells with a gene(s) that enables them[add a comment]
Examples of positive selection systems are a[add a comment]
Despite the existence of alternative methods for selection of transgenic organisms, antibiotic resistance genes are still widely used as selectable markers because they are highly efficient, economical and straightforward. Therefore, they are still considered a very valuable tool at experimental and commercial levels. As with many enabling technologies, antibiotic resistance genes are proprietary technologies in the hands of a few entities.[add a comment]
The scope of patent protection ranges from the very broadly claimed use of any antibiotic resistance gene in plant transformation to the more restrictive use of particular antibiotic resistance systems in conjunction with particular promoters and selective agents.[add a comment]
The present paper analyses the extent of patent protection on[add a comment]
The analysis concentrates on the following aspects[add a comment]
The topics of analysis are Antibiotic resistance genes in general;[add a comment]
Monsanto Company holds patent rights on the use of any antibiotic resistance gene as a selectable marker for plant transformation. Importantly, these proprietary rights apply only in the United States and are covered by three granted patents:
These three United States patents are related to three other United States patents and one European patent. However, the other patents are directed to the more specific subject matter of chimeric genes for plant transformation containing the 35S Cauliflower Mosaic Virus (CaMV) promoter or the promoter of the ribulose−1,5−bis−phosphate carboxylase small subunit (rbcS) gene in combination with the neomycin phosphotransferase (npt) gene as the antibiotic resistance gene.
These patents directed to promoters are analysed in the technology landscape Promoters.
|
Title |
Chimeric genes suitable for expression in plant cells |
||
|---|---|---|---|
|
Application No and Filing Date |
No. 07/333,802 |
No. 08/435,951 |
No. 09/228,638 |
|
Issue Date |
July 23, 1991* |
January 16, 2001** |
July 3, 2001† |
|
Remarks |
This patent is related to the US patent 6174724 through at least five different applications. |
These two patents are only related through the earliest priority document (the first patent application ever filed on the inventions) which corresponds to the United States application 458414 filed on January 17, 1983. |
|
|
* Patent term is 17 years from the date of issuance. |
|||
Antibiotic resistance genes in general
Patents granted to Monsanto
Actual granted independent claims
| Claim 1
A chimeric gene capable of expressing a polypeptide in plant comprising in sequence: a) a promoter region from a gene selected from the group consisting of an
Agrobacterium tumefaciens opine synthase gene and a
ribulose-1,5-bis-phosphate carboxylase small subunit gene; |
| Claim 6 A chimeric gene comprising in sequence: a) a promoter region from a gene
selected from the group consisting of an Agrobacterium tumefaciens
opine synthase gene and a ribulose-1,5-bis-phosphate carboxylase small subunit
gene; |
| Claim 31 A microorganism identified by ATCC Accession Number 39264. |
| Claim 1
A chimeric plant-expressible gene, said gene comprising in the 5' to 3'
direction: |
| Claim 8
A chimeric gene capable of expressing a polypeptide in plant cells comprising
in sequence: |
|
US 6255560 (NOTE: USPTO PAIR shows that this patent was allowed to lapse in 3/2005 by owner non-payment of fees. IT IS NO LONGER IN FORCE) |
|---|
| Claim 1
A chimeric gene which is expressed in plant cells comprising:
|
| Claim 3
A plant cell comprising a chimeric gene which comprises: a) a promoter from cauliflower mosaic virus (CaMV), wherein said promoter is the CaMV(19S) promoter or the CaMV(35S) promoter, operably linked to a DNA sequence which is heterologous with respect to the promoter, wherein:
|
| Claim 6
An intermediate plant transformation plasmid which comprises: a) a region of homology to an A. tumefaciens vector; |
| Claim 9
A plant transformation vector which comprises a modified plant tumor inducing
plasmid of A. tumefaciens which is capable of inserting a chimeric gene
into susceptible plant cells, wherein the chimeric gene comprises a promoter
from cauliflower mosaic virus (CaMV), wherein said promoter is the CaMV(19S)
promoter or the CaMV(35S) promoter, operably linked to a DNA sequence which is
heterologous with respect to the promoter, wherein: a) the promoter regulates
the transcription of the DNA sequence, and |
| Claim 12
A differentiated dicotyledonous plant comprising plant cells containing a
chimeric gene which comprises a promoter from cauliflower mosaic virus (CaMV),
wherein said promoter is the CaMV(19S) promoter or the CaMV(35S) promoter,
operably linked to a DNA sequence encoding said polypeptide which is
heterologous with respect to the promoter, wherein: a) the promoter regulates
the transcription of the DNA sequence, and |
The independent claims of all three United States patents are product claims. There are no method claims.[add a comment]
The product commonly claimed in all three patents is a chimeric construct comprising any antibiotic resistance gene under control of a promoter that works in plants. More specifically, the chimeric genes comprise:[add a comment]
The independent claims of the United States patents differ from each other in the following aspects:
|
Aspects |
US 6255560 (now lapsed) |
||
|---|---|---|---|
|
Promoter Type |
A. tumefaciens opine synthase gene & ribulose−1,5−bis−phosphate carboxylase small subunit (rbcS gene) (Claim 1 & 6) |
a "naturally expressed" in plants (Claim 1 & 8) |
35S CaMV and 19S CaMV (all independent claims) |
|
Antibiotic Resistance Gene |
any (claim 1) & neomycin phosphotransferase (claim 6) |
any (claim 1) & neomycin phosphotransferase (claim 8) |
any |
|
Plant cell comprising a chimeric gene |
not claimed |
not claimed |
The chimeric gene contains one of the CaMV promoters and any antibiotic resistance gene (Claim 3) |
|
An intermediate and a final plant transformation Ti plasmid having a chimeric gene |
not claimed |
not claimed |
The intermediate and final Ti plasmid vectors contain a chimeric gene as mentioned above (Claims 6 & 9) |
|
Particular group of plants having cells containing a chimeric gene differentiated dicotyledonous plants (Claim 12) |
not claimed |
not claimed |
differentiated dicotyledonous plants (Claim 12) |
Although most of the terms employed throughout the disclosure are clear and correspond to the common usage of the terms in science, the term promoter " naturally expressed" in plants is not expressly defined and, as such, leads to uncertainty about what promoters are covered by these claims. Does "naturally expressed" encompass only promoters from plant genes? or does it include promoters not found as part of plant genes but fully operable in plant cells? The following discussion provides a framework for approaching this issue.
What is a promoter "naturally expressed" in plants?
The inventors do not provide a precise definition for a promoter "naturally expressed in plants" in the disclosure. The file history of the United States patent 6174724, containing all the correspondence held between the U.S. Patent Office and the applicants during the examination process of the application until its issuance, does not reveal the exact scope of the concept either. However, a "guesstimate" of the concept can be drawn from the examples provided in the application and the statements made by the applicants and the examiner during the examination process.
During examination the patent application was initially rejected on the grounds of being enabling only for the use of the exemplified promoters from the nopaline synthase gene (nos) of the Agrobacterium Ti plasmid and from the ribulose−1,5−bis−phosphate carboxylase small subunit (rbcS) gene, a plant gene. At the time of the invention, 1983, identification, isolation and evaluation of promoters was not a routine task, and the examiner considered that the disclosure did not provide enough guidance for the use of any non−exemplified promoter expressed in plant cells. It appears that the examiner was envisioning promoters expressed in plants from any plant−expressed gene. Although the nos promoter is a promoter of bacterial origin, it was deemed to fall within the concept of plant−expressible promoters as it becomes operational only when the Agrobacterium T−DNA region integrates into the plant cell chromosome and commands the plant cell to initiate the transcription of the nos gene. The applicants finally overcame this ground of rejection by stating that full identification of the regulatory regions of a gene was not an absolute requirement for using the invention. They argued that they had provided a comprehensive method to evaluate the ability of non−exemplified promoters to drive the expression of an antibiotic resistance gene. Notably, the applicants did not disagree with the examiner's "definition" of naturally expressed promoters.
A further useful insight on the meaning of the term can be gleaned from the applicants' assertion that animal, yeast and bacterial−derived promoters are not plant−expressible promoters and therefore, are not expected to work in plants. They emphasized during the examination process that the promoter should be a plant−expressible promoter capable of functioning in a selected plant cell. The applicants made this assertion in light of experiments conducted by Herrera−Estrella et al. (Nature 303: 209−213, 1983) and Barton et al. (Cell 32: 1033−1043, 1983) on promoters from plant origin and non−plant origin driving heterologous genes in plant cells 1. The exact quote by the applicants in the examination proceedings is as follows:
Therefore, a likely interpretation is that:
Geographical limits
It is worth emphasizing that the geographical scope of protection for the patented chimeric genes and other features of the inventions is confined to the United States and its territories. Monsanto may enforce its rights over these inventions only in the United States. Users in all other countries are free to employ in any way the products claimed in the patents. The only restriction would come when such users seek to import products, i.e. plants containing chimeric constructs claimed in the patents, into the United States. In this case, users without permission from Monsanto would be in breach of the rights of the patent holder.
Any antibiotic resistance and certain promoters as part of the constructs
How such broad claims could be granted so recently?
Readers may wonder how patents with such broad claims directed to an enabling technology known and used for selection of transformed plants for at least more than a decade could have been granted at all. In this case, the answer is related to the earliest priority date claimed by the applicants for their inventions. The first filing related to the inventions was January 1983, a time when the development of vectors for transformation and methods to select the transformed cells was taking its first steps. Thus, although the applications for these particular patent documents were filed in 1995 and 1999 (see Bibliography table), the only published information that counts for assessing the novelty and non-obviousness of the inventions is that published before the earliest priority date claimed: that is, the relevant prior art to the inventions published prior to January 17, 1983. The myriad research and developments in this area published after January 17, 1983 may not be used by the patent office examiners in assessing patentability of the inventions.
Two neomycin phosphotransferase genes are used in selection of transformed organisms: the neomycin phosphotransferase I (nptI) gene and the neomycin phosphotransferase II (nptII) gene. The second one is the more widely used. It was initially isolated from the transposon Tn5 that was present in the bacterium strain Escherichia coli K12. The gene codes for the aminoglycoside 3'-phosphotransferase (denoted aph(3')-II or NPTII) enzyme, which inactivates by phosphorylation a range of aminoglycoside antibiotics such as:[add a comment]
NPTII is probably the most widely used selectable marker for plant transformation. It is also used in gene expression and regulation studies in different organisms in part because N-terminal fusions can be constructed that retain enzymatic activity. In animal cells, G418 and neomycin are used as selectable agents.[add a comment]
NPTII protein activity can be detected by enzymatic assay. In other detection methods, the modified substrates -the phosphorylated antibiotics- are detected by thin-layer chromatography, dot-blot analysis or polyacrylamide gel electrophoresis.[add a comment]
Plants such as maize, cotton, tobacco, Arabidopsis, flax, soybean and many others have been successfully transformed with the nptII gene. In plants, kanamycin is the most commonly used selective agent, normally in concentrations ranging from 50 to 500 mg/l. It is very effective in inhibiting the growth of untransformed cells. However, kanamycin is ineffective as a selection marker for several legumes and gramineae. For instance, in rice, kanamycin seems to interfere with the regeneration of transformed cells to green plants. As an alternative, paromomycin can be used for selecting nptII-transformed rice cells. Therefore, the choice of the selective agent is important and based on the plant species to be transformed.[add a comment]
According to information provided by BioTrack, a database administered by the Organisation for Economic Cooperation and Development (OECD) containing records of field trials and commercial releases in OECD countries (currently 30) from 1996 to 2000, essentially all of genetically-modified organisms (GMO) are plants (98.4%). Most of the research and development of GMOs is carried out in the United States (71.1%). The rest of the OECD countries contribution to GMOs is less than 10% each, with Canada close to 9% and the other countries ranging between 5% and 0.6%. Among plants, maize is the crop with the largest number of genetically-modified varieties (37.4%) followed by oilseed rape (12.4%) and potato (12.1%).[add a comment]
Most introduced traits in the modified crops confer resistance to compounds such as herbicides, pests, such as insects and nematodes, and diseases caused by bacteria, fungi and viruses. Characteristics such as color of flowers, delayed ripening of fruits, and sterility have also been introduced in plants to a lesser extent. Antibiotic resistance is not a trait of interest for most of the modified plants. Nevertheless, nptII is a feature present in many plant releases because it has been used to assist in their selection.[add a comment]
According to the information on globally approved GM plants compiled and provided by Agriculture & Biotechnology Strategies (Canada) Inc., modified plants containing nptII gene that are approved for release into the environment as food or feed products include maize, canola (oilseed rape), melon, potato, tomato and cotton as a fiber crop. Most of the releases have occurred in the United States. However, some transformed cotton varieties developed by Monsanto have been approved in several other countries such as Australia, Argentina, Canada, China, India, Japan, Mexico and South Africa.[add a comment]
Multiple risk assessments of crops, including those for human consumption, containing the nptII gene and its protein have found that there are no scientific reasons to deny or restrict the use of this gene in transgenic crops on grounds of human, animal or environmental safety.[add a comment]
The selected analysed patents and patent applications related to the npt gene(s) are divided as follows:[add a comment]
|
Title |
Chimeric genes suitable for expression in plant cells |
||
|
Application No. & date |
No. 08/435,951 |
No. 07/ 333,802 |
EP 84900782.8 |
|
Issue date |
January 16, 2001* |
July 23, 1991** |
July 28, 1999* |
|
Language |
English |
English (Claims in English, German and French) |
|
|
Remarks |
The two United States patents are related to the European patent only through
the earliest priority document (the first patent application ever filed on the
inventions), which corresponds to the United States application 458,414 filed on
January 17, 1983. |
*The European patent was initially granted on March 6, 1991. As a result of an opposition filed against it by several entities, the scope of the claimed invention was modified. The amended claims and description were published eight years later on the date given. Patent term is 20 years from the date of filing the application. |
|
Monsanto has two granted United States patents and one granted European patent claiming chimeric constructs for plant transformation containing a gene encoding a neomycin phosphotransferase enzyme, which confers antibiotic resistance to the transformed plant. The chimeric constructs of the inventions also comprise a promoter and a polyadenylation signal sequence. The United States patents 6174724 and 5034322 are also analysed in Antibiotic resistance genes in general.
One of the limitations of the inventions lies in the sort of promoter used in the chimeric construct to control the npt gene:
|
Promoter type |
||
|---|---|---|
| any
promoter naturally expressed in plants |
||
|
promoter from A. tumefaciens opine synthase gene
and |
||
|
promoter from ribulose-1,5-bis-phosphate carboxylase small subunit (rbcS) gene |
||
As discussed in the section Antibiotic resistance genes in general, a promoter "naturally expressed" in plants is not explicitly defined by the inventors. Yet the meaning of the term can be deduced from the description of the invention and the file history of the patent. Both sources tell us that the inventors may have envisioned any promoter from a gene of plant origin and promoters from genes of other organisms such as the nopaline synthase (nos) gene of A. tumefaciens, which is expressed only in a plant cell under natural conditions.
Opine genes are present in the Ti (tumor-inducing) plasmids and Ri (root-inducing) plasmids of Agrobacterium species. These genes are inactive while in the bacterial cells and are expressed only after they enter the plant cells. They code for enzymes that metabolize substances called "opines," such as octopine, nopaline, and agropine. Opines are utilized by the bacteria as a source of carbon, nitrogen, and energy. The promoter claimed in the US patent 5034322 can be derived from any of the opine genes present in the Ti plasmids of the species A. tumefaciens.
Ribulose-1,5-bis-phosphate carboxylase (Rbc) catalyzes the reduction of atmospheric CO2 during photosynthesis. In higher plants, Rbc is a protein composed of eight copies of chloroplast-encoded large subunits and eight copies of nuclear-encoded small subunits (ss). The promoter claimed in the United States patent 5034322 and the European patent is isolated from a gene encoding a small subunit. There is no limitation on the plant source of the gene; it can be derived from any plant.
The antibiotic resistance gene coding for neomycin phosphotransferase is not restricted to a particular gene sequence. The protected gene in the European patent codes for either a neomycin phosphotransferase I or neomycin phosphotransferase II. According to the invent ors, these are distinct enzymes with major differences in their amino acid sequences and substrate specificity. Thus, in the United States and in Europe, chimeric constructs designed for plant cells having any DNA sequence encoding a neomycin phosphotransferase could be encompassed by the claims.
| Claim 6 A chimeric gene comprising in sequence: A) a promoter region from a gene selected from the group consisting of an
Agrobacterium tumefaciens opine synthase gene and a
ribulose-1,5-bis-phosphate carboxylase small subunit gene; |
| Claim 8
A chimeric gene capable of expressing a polypeptide in plant cells comprising in sequence: A) a promoter region from a gene which is naturally expressed in plant cells;
|
|
EP 927765 A1 |
||
|---|---|---|
|
Title |
Method for selecting transformed cells |
|
|
Application No. and Filing date |
EP 98933906.4 |
|
|
Publication date |
July 7, 1999 |
|
|
Remarks |
Related patent applications filed in China (CN 1239513 T) and in Canada (CA
2265570). The Canadian application corresponds to the PCT application WO
99/05296. The claims as filed of the Canadian application are worded the same as
the European application. |
|
|
To view or download the patent application as a PDF file, click on EP 927765 A1 ( 0.6 kb). |
Japan Tobacco has filed a European patent application directed to the use of the nptII gene in combination with the antibiotic paromomycin for the selection of transformed rice cells.
The nptII gene as a selectable marker for monocot plants, especially rice, has not been very effective when used in combination with kanamycin as a selective agent. This antibiotic negatively affects the regeneration of the transformed plants. The performance of G418 as a selective agent for monocots is better, but there is still poor transformation efficiency. The applicants claim that the combination of the nptII gene with paromomycin constitutes a highly efficient rice transformation system.
The filed claims of the European patent application are limited to:
The paromomycin resistance gene is not limited to the nptII gene in the filed independent claims. Thus, the invention might encompass any gene that confers resistance to paromomycin, including the nptII gene. The use of paromomycin and a paromomycin resistance gene for the selection of rice plants is one of the main limitations of the invention as filed. It is not possible to ascertain the exact limitations of the claims as the application has not been granted yet.
|
EP 927765 A1 |
|---|
| Claim 1
A method for selecting transformed cells which comprises: A) culturing cells
originating from rice tissue in a selective medium containing paromomycin, after
transferring at least a desired structural gene and a paromomycin resistance
gene into the cells, and |
| Claim 7
A transformed rice cell which is selected from cells originating from rice tissue by culturing the cells in a selective medium containing paromomycin after at least a desired structural gene and a paromomycin resistance gene were transferred into the cells. |
| Claim 8
A method for producing a rice transformant transformed by a desired gene
comprising: |
|
Title |
Bifunctional genetic markers |
|
|
Application No. & Filing date |
No. 122520 |
EP 92907796.4 |
|
Issue date |
June 17, 1997* |
August 19, 1998** |
|
Language |
English |
English (Claims in English, German and French) |
|
Remarks |
*The patent term is 17 years from the date of issuance. |
**The patent term is 20 years from the date of filing the application. |
The National Research Council of Canada has two granted patents, in the United States and in Europe, directed to dual genetic markers composed of fused genes, which provide a reporter marker gene (glucuronidase (gusA) gene) and an antibiotic resistance gene (nptII gene).
The gusA gene encodes ß-glucuronidase (GUS), a hydrolase that cleaves a wide variety of ß-glucuronides. GUS is the most widely used reporter system for plants. It is easy to quantify, highly sensitive and very specific. Substrates for GUS are available for spectrometric, fluorometric and histochemical detection assays.
The bifunctional genetic marker of the invention allows for genetic selection of the transformed cells (npt II gene) and subsequent spatial localization and quantitative estimation of gene activity (gus gene).
The invention is limited with respect to the components of the fusion marker. However, the host organism expressing the marker is not limited to any organism in particular. It could potentially be any host as long as it is capable of expressing the stable polypeptide having both activities.
| Claim 1
A fused gene comprising a first structural gene which encodes beta-glucuronidase activity, fused in frame and linked by an intergenic nucleotide sequence to a second structural gene which encodes neomycin phosphotransferase-II activity, and in a suitable host is capable of expressing a single, stable polypeptide translation product simultaneously having the combined activities of the first and second structural genes. |
| Claim 4
A nucleotide which comprises beta-glucuronidase and neomycin phosphotransferase-II structural genes fused in frame and linked by an intergenic nucleotide sequence, wherein the nucleotide encodes and, in a suitable host is capable of expressing a single stable polypeptide translation product having both beta-glucuronidase and neomycin phosphotransferase-II activities. |
| Claim 1
A nucleotide which comprises gus and nptII structural genes respectively encoding proteins having ß-glucuronidase and neomycin phosphotransferase activities, wherein the structural genes are linked by an intergenic nucleotide sequence, and wherein the nucleotide encodes and, in a suitable host, is capable of expressing, one polypeptide having both said activities. |
There are several aminoglycoside phosphotransferases conferring resistance to aminoglycoside antibiotics. The aminoglycoside phosphotransferase I (aph-I) enzyme and the aminoglycoside (or neomycin) phosphotransferase II (APH-II or NPTII) are unrelated except for their ability to inactivate the antibiotic G418. The aph-I gene was originally found on transposon Tn601, also known as Tn903. According to some reports, aph-I is approximately four times more effective than aph-II in inactivating G418.
Cetus Corporation (acquired by Hoffman-La Roche in the early 90's) has two granted patents, one in the United States and one in Canada, on the DNA sequence of a modified aph-I enzyme. Modified truncated aph-I gene can be used as a selectable marker for both prokaryotic and eukaryotic organisms.
|
CA 1337716 A1 |
||
|---|---|---|
|
Title |
Universal dominant selectable marker cassette |
|
|
Application No. & Filing date |
US 602118 |
CA 475153 A |
|
Issue date |
November 15, 1988* |
December 12, 1995* |
|
Remarks |
The related granted U.S. patent
5116750
directed to a fusion protein containing aph-I enzyme expired due to
lack of payment of fees on September 26, 2000. |
|
Both patents claim a truncated DNA sequence of an aph-I gene, which contains restriction sites immediately upstream of the start codon (Claim 1). This set-up ensures a precise reproducible translation of the gene and permits the construction of fusion proteins that contain the aph-I sequences at the C-terminal end. The aph-I gene of the invention is further modified by removing the codons for amino acids in positions 2-10, inclusive, and a couple of restriction sites within the codifying region. This modified truncated aph-I (mt aph -I) gene is particularly effective against G418. It also inactivates the antibiotic neomycin effectively, but it is less effective against kanamycin than the nptII (or aph-II) gene.
The Canadian patent further claims:
There may be some marginal overlap between the United States patents filed by Monsanto and the United States patent granted to Cetus Corporation. Although Monsanto's patents are directed to chimeric genes, the DNA sequence coding for a neomycin phosphotransferase is not limited to any in particular. So, it might well include a neomycin phosphotransferase I (aph-I) gene or a neomycin phosphotransferase II (nptII or aph-II) gene.
The sequence claimed by Cetus Corporation has some limitations. It is a modified and truncated version of aph -I. Thus, it is likely that an aph-I gene without the modifications of the claimed version of the gene would not be encompassed by the claims.
|
US 4784949* & CA 1337716 A1 |
|---|
|
(* Only Claim 1) Claim 1
a) an ATG start codon in reading frame with the codons of a modified
truncated aminoglycoside phosphotransferase-I (aph-I) gene, designated
herein mtaph-I, and |
| Claim 4
A recombinant expression vector capable of conferring resistance to G418 on a prokaryotic or eukaryotic transformant which vector comprises:
|
| Claim 17
An expression vector, operable in eukaryotic host cells, which comprises:
|
| Claim 19
An expression vector, operable in eucaryotic host cells, which comprises:
|
| Claim 30
A fusion protein which comprises: a) an N-terminal sequence comprising the N-terminal amino acid sequence of a
desired protein and |
| Claim 31
A fusion protein which comprises: a) an N-terminal sequence comprising the N-terminal amino acid sequence of
B-isopropylmalate dehydrogenase and |
| Claim 35
A fusion protein which comprises: a) an N-terminal sequence comprising the N-terminal amino acid sequence of
yeast enolase and |
| Claim 37
A method of purifying a fusion protein which method comprises:
|
The hygromycin phosphotransferase (denoted hpt, hph or aphIV) gene was originally derived from Escherichia coli. The gene codes for hygromycin phosphotransferase (HPT), which detoxifies the aminocyclitol antibiotic hygromycin B. A large number of plants have been transformed with the hpt gene and hygromycin B has proved very effective in the selection of a wide range of plants, including monocotyledonous. Most plants exhibit higher sensitivity to hygromycin B than to kanamycin, for instance cereals. Likewise, the hpt gene is used widely in selection of transformed mammalian cells.[add a comment]
The sequence of the hpt gene has been modified for its use in plant transformation. Deletions and substitutions of amino acid residues close to the carboxy (C)-terminus of the enzyme have increased the level of resistance in certain plants, such as tobacco. At the same time, the hydrophilic C-terminus of the enzyme has been maintained and may be essential for the strong activity of HPT.[add a comment]
HPT activity can be checked using an enzymatic assay. A non-destructive callus induction test can be used to verify hygromycin resistance. The antibiotic hygromycin B should be handled with care because it is toxic to humans.[add a comment]
Field trials and commercial releases[add a comment]
Like the nptII marker gene, hpt has been used as a selectable marker gene for transgenic plants, but it is not an agronomic trait of interest in modified plants. It is one of the introduced genes needed to accomplish the production of transformed plants.[add a comment]
According to information provided by BioTrack, a database administered by the Organisation for Economic Cooperation and Development (OECD) containing records of field trials and commercial releases in OECD Member countries (currently 30), several cultivars of rapeseed, alfalfa and canola submitted to field trials in the United States and Canada between 1989 and 1996 contained hygromycin phosphotransferase as a selectable marker gene.[add a comment]
In Australia, several varieties of barley, wheat, grapevine, Indian mustard and poppy, engineered for viral tolerance, fungal resistance, improvement of fruit quality and insect resistance contain a hygromycin phosphotransferase gene. These crops are being tested in field trials and have not been commercially released yet.[add a comment]
The patents on the hpt gene and its applications in prokaryotic and eukaryotic transformation are a very interesting example of a comprehensive patent protection strategy followed by a company to consolidate an exclusive position in an enabling tool around the world.[add a comment]
Eli Lilly & Company has 22 granted patents (as of July 2002) in at least 10 different countries and a couple of patent applications that cover:[add a comment]
The patents granted in the United States, Canada and Germany have been assigned to Novartis (now Syngenta).[add a comment]
The patents are divided into three families according to their common priority applications and are directed to the following aspects:[add a comment]
Eli Lilly's portfolio of patents on this matter starts with this group, which discloses recombinant DNA cloning vectors that confer resistance to hygromycin (hyg B) and G418 antibiotics in both prokaryotic and eukaryotic cells. The patents encompass the initially isolated gene sequences for these antibiotic resistance genes.
The gene coding for an enzyme conferring resistance to G418 does not correspond to the nptI nor the nptII gene from the transposons Tn603 and Tn5, respectively. In this case it is a gene encoding an aminoglycoside acetyltransferase enzyme.
A cloning vector of the invention comprises:
When the host cell is a prokaryote, the antibiotic resistance genes and their control sequences are adjacent to the prokaryote replicon. In the case of a eukaryotic host cell, the eukaryotic promoter drives a single gene, either hpt or G418 resistance gene, but not both.
The plasmid pKC203 from the Escherichia coli JR225 strain is the parent plasmid harboring both antibiotic conferring-resistance genes used for the construction of a series of plasmids for use in transformation of prokaryotic and eukaryotic cells.
|
Patents members of Family 1 |
|||
| Country | Granted Patent No. | Filing date | Issue date |
|---|---|---|---|
|
Australia |
AU 555574 B2 |
June 17, 1982 |
October 2, 1986 |
|
Canada |
CA 1195626 A1 |
June 16, 1982 |
October 22, 1985* |
|
Denmark |
DK 172716 B1 |
June 16, 1982 |
June 14, 1999 |
|
Europe** |
June 17, 1982 |
March 22, 1989 |
|
|
Great Britain |
GB 2146031 |
September 27, 1984 |
October 23, 1985 |
|
Hungary |
HU 195248 B |
June 17, 1982 |
June 28, 1990 |
|
Ireland |
IE 8853521 B |
June 17, 1982 |
December 7, 1988 |
|
Former USSR |
SU 1250174 A3 |
June 16, 1982 |
August 7, 1986 |
|
United States |
September 30, 1983 |
February 23, 1988* |
|
|
*Patent term of the Canadian and United States patents is 17 years from the
date of issuance. **The European patent was converted to a national patent in
Belgium (BE), France (FR), Great Britain (GB), Germany (DE), Italy (IT);
Lichtenstein (LI); Luxemburg (LU); Netherlands (NL), Sweden (SE) and Switzerland
(CH). There are related patent applications pending in Greece, Israel and Japan.
To view or download the patents as PDF files, click on
EP
68740 B1 (2.0 kb)
and
|
|||
The plasmid pKC2O3 is the source of restriction fragments containing both or either one of the antibiotic resistance genes, which are then inserted into different plasmids. This series of plasmids are part of the claimed invention. The claimed fragments are:
The antibiotic resistance genes of one of the recombinant cloning vectors are claimed in general terms without defining a specific DNA sequence (Claim 1 of the United States and Canadian patents, and Australian patent 555574 B). In these countries, the invention is likely to cover any DNA sequence encoding the enzymes against these antibiotics.
Transformed prokaryotic and eukaryotic host cells are also the subject of independent claims. Eukaryotic host cells include mouse, Escherichia coli, Saccharomyces cerevisiae and human. It does not mean, however, that the recombinant vectors of the invention are only limited to this group of hosts. Other independent claims encompass eukaryotes and prokaryotes in general. Thus, virtually any organism could be covered by the invention.
All the above mentioned features are the subject matter of the Australian, Canadian, European and United States patents. In addition, the United States patent claims the amino acid sequence of the hygromycin phosphotransferase (HPT) enzyme. Patents granted in other countries were not analysed.
This patent was assigned to Novartis
| Claim 1
A recombinant DNA cloning vector comprising:
|
| Claim 2
A recombinant DNA cloning vector comprising:
|
| Claim 20
A plasmid selected from the group consisting of plasmid pKC203, pKC222,
pKC214, pKC215, pGD10, pGD11, pGD12, pGD13, pGD14 and
pGD151. |
| Claim 26
A restriction fragment selected from the group consisting of: a) the 7.5 kb Bgl II restriction fragment of plasmid pKC203; |
| Claim 51
A transformed host cell selected from the group consisting of: a) Mouse Ltk-/pKC2142; 2 Plasmids pKC214 and pKC215 have the 7.5 kb Bgl II restriction fragment containing resistance genes for both hygromycin and G418 in 5' to 3' and 3' to 5' direction, respectively. |
| Claim 59
A transformed host cell selected from the group consisting of: a) E. coli K12 BE827/pKC2223; |
| Claim 64
A plasmid selected from the group consisting of plasmid pSC701, pKC257,
pKC259, pKC261, pKC275, pKC264, pLO378, pKC273, pLO314, pLO315, pLO316, pLO317,
pLO318, pLO319, pLO320, and pLO3217. |
| Claim 97
A eukaryotic host cell transformed with a vector selected from the group consisting of plasmids pLO378, pLO314, pLO315, pLO316, pLO317, pLO318, pLO319, pLO320, and pLO3218. 8 All these plasmids confer resistance to hygromycin B only. |
| Claim 98
A constructed hygromycin B phosphotransferase encoding DNA sequence, which
comprises recombinant DNA, comprising the sequence: |
| Claim 99
A constructed hygromycin B phosphotransferase encoding DNA sequence, which
comprises recombinant DNA, comprising the sequence: |
| Claim 100
A constructed DNA sequence that comprises recombinant DNA that encodes a
polypeptide comprising the amino acid sequence |
This patent was assigned to Novartis
| Claim 1
A recombinant DNA cloning vector comprising:
|
| Claim 2
A recombinant DNA cloning vector comprising:
|
| Claim 20
A plasmid selected from the group consisting of plasmid pKC203, pKC222,
pKC214, pKC215, pGD10, pGD11, pGD12, pGD13, pGD14 and
pGD151. |
| Claim 26
A restriction fragment selected from the group consisting of: a) the 7.5 kb Bgl II restriction fragment of plasmid pKC203; |
| Claim 51
A transformed host cell selected from the group consisting of: a) Mouse Ltk-/pKC2142; 2 Plasmids pKC214 and pKC215 have the 7.5 kb Bgl II restriction fragment containing resistance genes for both hygromycin and G418 in 5' to 3' and 3' to 5' direction, respectively. |
| Claim 59
A transformed host cell selected from the group consisting of: a) E. coli K12 BE827/pKC2223; |
| Claim 64
A plasmid selected from the group consisting of plasmid pSC701, pKC257,
pKC259, pKC261, pKC275, pKC264, pLO378, pKC273, pLO314, pLO315, pLO316, pLO317,
pLO318, pLO319, pLO320, and pLO3217. |
| Claim 97
A eukaryotic host cell transformed with a vector selected from the group consisting of plasmids pLO378, pLO314, pLO315, pLO316, pLO317, pLO318, pLO319, pLO320, and pLO3218. 8 All these plasmids confer resistance to hygromycin B only. |
| Claim 98
A constructed hygromycin B phosphotransferase encoding DNA sequence, which
comprises recombinant DNA, comprising the sequence: |
| Claim 99
A constructed hygromycin B phosphotransferase encoding DNA sequence, which
comprises recombinant DNA, comprising the sequence: |
| Claim 100
A constructed DNA sequence that comprises recombinant DNA that encodes a
polypeptide comprising the amino acid sequence |
This patent was assigned to Novartis[add a comment]
|
CA 1195626 |
|---|
| Actual granted independent claims
Claim 1
|
| Claim 16
A transformed host cell which comprises a recombinant DNA cloning vector
comprising: a) a eukaryotic promoter;
|
| Claim 33
A restriction fragment selected from the group consisting of: |
| Claim 34
A plasmid selected from the group consisting of plasmid pKC203, pKC222, pKC257, pKC259, pKC261, pKC264, pKC275, and pSC70111 . 11 The plasmids pSC701 contains the 7.5 Bgl II fragment with resistance genes for both hygromycin and G418. The plasmid pKC259 also confers resistance to both antibiotics. The remaining plasmids all convey resistance to hygromycin B only. From them, plasmids pKC257, pKC259, pKC261 are functional in prokaryotes, and plasmids pKC264 and pKC275 are functional in eukaryotic host cells. |
| Claim 35
A method for producing post translationally modified polypeptide, which comprises: a) transforming a eukaryotic cell with a recombinant DNA cloning vector comprising:
subjected to the limitations
b) culturing the transformed cell. |
Actual granted independent claims
| Claim 1
Plasmid pKC222 which contains the 2.75 kb Sal I/Bgl II restriction fragment of plasmid pKC203 as obtainable from E. coli JR225 ATCC 31912 ligated to the Sal I/Bgl II restriction fragment of plasmid pKC7, and which confers resistance to antibiotics ampicillin, hygromycin B and G418 when transformed into an E. coli cell. |
| Claim 2
A recombinant DNA cloning vector that comprises a eukaryotic promoter, the plasmid pBR322 replicon, and a) the 7.5 kb Bgl II restriction fragment of plasmid pKC203 that conveys
resistance to antibiotics hygromycin B and G418; or
|
| Claim 22
Plasmid pSC701 obtained by self-ligation of the 7.3 kb Bgl II restriction fragment of plasmid pKC203 (ATCC 31912) and having the restriction map shown in Figure 6. |
| Claim 23
Plasmid pKC257 obtained by incubating plasmid pSC701 with Hae II restriction enzyme, self-ligating the resulting mixture of restriction fragments, transforming an E. coli K12 strain with the ligated mixture, and screening the transformants for hygromycin B resistance; and having the molecular weight and restriction map shown in Figure 7. |
| Claim 24
Plasmid pKC259 obtained by incubating plasmid pSC701 with Hae II restriction enzyme, self-ligating the resulting mixture of restriction fragments, transforming an E. coli K12 strain with the ligated mixture, and screening the transformants for ampicillin and hygromycin B resistance; and having the molecular weight and restriction map shown in Figure 7. |
| Claim 25
Plasmid pKC261 obtained by self-ligation of the 3.2 kb Sau3A I restriction fragment of plasmid pKC257 and having the restriction map shown in Figure 7. |
| Claim 26
Plasmid pKC275 obtained by ligating the 396 base plac containing Hae II restriction fragment of plasmid pUR222 as obtainable from E. coli K12 BE1166 NRRL B-15023 and a mixture of Hae II restriction fragments of plasmid pKC261, transforming and E. coli K12 strain with the ligated mixture, and selecting transformants containing only a 3.6 kb plasmid; and having the restriction map shown in Figure 8. |
| Claim 27
Plasmid pKC264 obtained by ligating the 2 µ EcoR I restriction fragment of plasmid YEp24 as obtainable E. coli K12 BE1139 NRRL B-15022 and a mixture of EcoR I restriction fragments of plasmid pKC259, transforming an E. coli K12 strain with the ligated mixture, and selecting transformants containing an 7.2 kb hygromycin B, apramycin and G418 resistance-conferring plasmid; and having the restriction map shown in Figure 8. |
| Claim 28
The 7.5 kb Bgl II restriction fragment of plasmid pKC203. |
| Claim 29
The 2.75 kb Sal I/Bgl II restriction fragment of plasmid pKC203. |
| Claim 30
The 1.51 kb Sac I/Bgl II restriction fragment of plasmid pKC222. |
| Claim 31
The 1.65 kb EcoR I/Sal I restriction fragment of plasmid pKC222. |
Actual granted independent claims
|
AU 555574 B |
|---|
| Claim 1 A recombinant DNA plasmid which comprises:
|
| Claim 19
A recombinant DNA cloning vector substantially as described with reference to
Examples 3, 7, 10, 16, 19, 22, 30, 33, 35, 37, 39, and
4112. |
| Claim 20
A transformed host cell substantially as described with reference to Examples
3 to 5, 7 to 12, 16 to 24, and 31 to 4213 .
13 The transformed host cells referred to in the
examples are: |
Actual granted independent claims
|
AU 582653 B |
|---|
| Claim 1
A DNA sequence having one or two different structural genes and associated
control sequence which conveys resistance to either or both of antibiotics
hygromycin B and G418 and which is: |
| Claim 5
A DNA sequence having one or two different structural genes and associated control sequence which conveys resistance to either or both of antibiotics hygromycin B and G418 substantially as hereinbefore described with particular reference to Examples 2 and 4 to 614 .
14 The examples refer to: |
| Claim 6
A recombinant DNA cloning vector substantially as described with particular
reference to Examples 1, 4, and 7 to 1115.
15 The examples refer to: |
| Claim 7
A transformed host cell substantially as hereinbefore described with
particular reference to Examples 1, 4, and 7 to 1116
. |
This family of patents is directed to modified DNA sequences of the hpt gene. The modified hpt gene is useful for cloning, isolating and characterizing promoters and also for constructing gene fusions that act as dominant selectable markers in appropriate host cells.
Differences to the wild-type sequence of the gene lie in the removal of the first, first and second, or first, second and third codons in the amino (N-) terminus of the HPT enzyme.
Plasmids bearing such truncated versions of the hpt gene are also part of the claimed invention. The plasmids also comprise non-native prokaryotic and eukaryotic transcriptional and translational activator sequences.
In addition, the Canadian and the United States patents claim the amino acid sequence of a modified HPT enzyme.
E. coli and Saccharomyces cerevisiae transformants with the vectors of the invention are also claimed in the Australian patent.
The disclosed modified sequence corresponds to the structural sequence of the hpt gene contained in the 1.45 kb restriction fragment of the pKC222 plasmid, except for the first N-terminal amino acids and the stop codon at the C-terminus, which are variable.
|
Patents members of Family 2 |
|||
| Country | Granted Patent No. | Filing date | Issue date |
|---|---|---|---|
|
Australia |
AU 565625 B2 |
July 20, 1984 |
September 24, 1987 |
|
Canada |
CA 1278540 A1 |
July 16, 1984 |
January 2, 1991* |
|
Europe** |
July 17, 1984 |
March 14, 1990 |
|
|
Hungary |
HU 200366 B |
July 20, 1984 |
May 28, 1990 |
|
Ireland |
IE 9357776 B |
July 17, 1984 |
April 7, 1993 |
|
United States |
May 31, 1988 |
October 2, 1990** |
|
|
* Patent term of the Canadian and United States patents is 17 years from the date of issuance. **The European patent was converted to a national patent in Austria (AT), Belgium (BE), France (FR), Germany (DE), Italy (IT); Liechtenstein (LI); Luxemburg (LU); Netherlands (NL), Sweden (SE) and Switzerland (CH). There are related patent applications pending in Denmark, Finland, Greece, Israel, and Japan. |
|||
The modified hygromycin phosphotransferase sequence is inserted into a plasmid either alone or with a transcriptional and translational activator sequence. In the examples given, the inventors used bacterial sequences such as the coding sequence for the first 12 amino acids of the E. coli lacZ gene and eukaryotic sequences such as the yeast heat shock genes YG101 and YG100 and the phosphoglycerate kinase gene (PGK) as transcriptional and translational activator sequences.
The inventors state that other synthesized sequences encoding the same amino acids as those encoded by the disclosed sequence are within the scope of the invention.
| Claim 1
A DNA sequence which encodes the amino acid sequence: |
| Claim 30
The plasmid pIT2071. 1 This plasmid contains the yeast heat shock gene (YG101) and the truncated hpt gene. |
| Claim 46
A plasmid selected from the group consisting of plasmids pIT141, pIT143, pIT212, pIT213, pIT215, pIT217, and pIT2192. 2 These plasmids contain either the transcriptional and activator sequences of the phosphoglycerate kinase gene (PGK) or of the yeast heat shock gene (YG101) fused to the truncated hpt gene. |
| Claim 1
A DNA sequence which encodes the amino acid sequence: |
| Claim 30
The plasmid pIT2071. 1 This plasmid contains the yeast heat shock gene (YG101) and the truncated hpt gene. |
| Claim 46
A plasmid selected from the group consisting of plasmids pIT141, pIT143, pIT212, pIT213, pIT215, pIT217, and pIT2192. 2 These plasmids contain either the transcriptional and activator sequences of the phosphoglycerate kinase gene (PGK) or of the yeast heat shock gene (YG101) fused to the truncated hpt gene. |
|
EP
135291 B1
|
|---|
| Claim 1
A DNA encoding the last 338, 339 or 349 amino acids of hygromycin B phosphotransferase. |
| Claim 15 Plasmid pIT123 which is shown in Figure 1 and constructed by the steps of: a)
ligating the 2.75 kb Sal I/Bgl II fragment of plasmid pKC203 (ATCC Deposit No.
31912) and the 4.1 kb Sal I/Bgl II fragment of plasmid pKC7 (ATCC Deposit No.
37084) to form plasmid pKC222; |
|
EP
135291 B1
|
|---|
| Claim 1 A process for preparing a plasmid comprising a DNA sequence encoding the last
338 amino acids of hygromycin B phosphotransferase, either alone or in
translational reading phase with a transcriptional and translational activator
sequence-containing gene or portion of a gene, which comprises the steps of: a)
ligating the 2.75 kb Sal I/Bgl II fragment of plasmid pKC203 (ATCC Deposit No.
31912) and the 4.1 kb Sal I/Bgl II fragment of plasmid pKC7 (ATCC Deposit No.
37084) to form plasmid pKC222; |
| Claim 9 The process for preparing plasmid pIT207, shown in Figure 3, which comprises ligating the 750 bp BamH I-Bgl II fragment of plasmid pIT118 (NRRL deposit No. B-15441) into BamH I-digested plasmid pMC1587 (NRRL deposit No. B-15442). |
| Claim 11
The process for preparing plasmid pIT143 which comprises: a) digesting the
958 bp Cla I-Hinc II fragment of plasmid pIT141 (NRRL deposit No. B-15602) with
the restriction enzyme Mbo II; |
|
CA 1278540 |
|---|
| Claim 1
A DNA encoding all the amino acids of hygromycin B phosphotransferase except with reference to the N-terminus of the naturally occurring hygromycin B phosphotransferase molecule, the first, the first and second, or the first, second and third amino acids, either alone or in translational phase with a gene or portion of a gene, said gene or portion thereof containing a transcriptional and translational
activator sequence, said DNA encoding the following amino acid sequence: |
| Claim 34
* *The same as claim 30 of the United States patent. |
| Claim 35**
A plasmid selected from the group consisting of plasmids pIT141, pIT143, pIT212, pIT213, pIT215, pIT217, and pIT219. **The same as claim 46 of the United States patent. |
|
AU 565625 B |
|---|
| Claim 1
A novel DNA encoding the last 338, 339 or 340 amino acids of hygromycin B prhosphotransferase, either alone or in translational reading phase with a transcriptional and translational activator sequence-containing gene or portion of a gene. |
| Claim 22
Plasmid pIT141, pIT143 or pIT207 as hereinbefore defined. |
| Claim 24
A novel DNA encoding the last 338, 339 or 349 amino acids of hygromycin B phosphotransferase substantially as hereinbefore described with particular reference to Examples 2 to 4, 6 and 7, and 9 to 13. |
| Claim 25
A recombinant DNA cloning vector substantially as hereinbefore described with particular reference to Examples 2 to 4, 6 and 7, and 9 to 13. |
The patents of this family are directed to expression vectors for plant transformation containing chimeric genes that comprise a hpt gene. The hpt gene, also noted as an aphIV gene, serves as the basis for the selection of transformed plant cells.
The chimeric genes of the claimed invention contain from 5' to 3' direction:
a) a plant-expressible promoter sequence;
b) an aphIV gene
which encodes a hygromycin phosphotransferase enzyme
(US
5668298) or
a functional portion of it
(US
6048730); and
c) a terminator signal sequence.
The US patent 5668298 claims a particular plasmid, pCEL40, which contains the promoter and the first 11 amino acids of the octopine synthase (OCS) gene of Agrobacterium Ti plasmid fused to an aphIV gene.
The independent claim of the European patent of this family is broader than in the United States patents. The components of the chimeric gene are not spelled out with the exception of "a coding region that confers hygromycin resistance on the plant cell".
| Patents members of Family 3 | |||
|
Country |
Granted Patent No. |
Filing Date |
Issue date |
|---|---|---|---|
|
Europe* |
December 18, 1985 |
September 30, 1992 |
|
|
Japan |
JP 2815837 B2 |
December 28, 1995 |
October 27, 1998 |
|
United States |
June 7, 1995 |
September 16, 1997** |
|
|
* The European patent was converted to a national patent in Belgium (BE),
France (FR), Germany (DE), Great Britain (GB), Italy (IT); Liechtenstein (LI);
Luxemburg (LU); Netherlands (NL), Sweden (SE) and Switzerland (CH). There is a
related patent application pending in Denmark. |
|||
Thus, in Europe, any chimeric gene for plant transformation conferring resistance to hygromycin is possibly covered by the patented invention. Although, the United States patents are a bit more specific with respect to the comprising elements of the chimeric gene, the chimeric construct is described in such generic terms that it practicably does not leave much freedom to operate for other constructs for plant transformation having an aphIV gene without infringing the patents.
| Claim 1
A chimeric gene functional in a plant cell, which chimeric gene comprises: a)
at a position 5' to coding region (c), a plant-expressible promoter sequence;
|
| Claim 15
Plasmid pCEL40 shown in Fig. 2 and derivable by ligating the Bgl II digest of plasmid pCEL30, to the about 1.3 kb BamH I-Bgl II fragment of plasmid pOW20, such plasmids pCEL30 and pOW20 being obtainable from NRRL B-15915 and NRRL B-15838, respectively. |
| Claim 1
A chimeric gene functional in a plant cell, which chimeric gene comprises: a)
at a position 5' to coding region (c), a plant-expressible promoter sequence;
|
| Claim 15
Plasmid pCEL40 shown in Fig. 2 and derivable by ligating the Bgl II digest of plasmid pCEL30, to the about 1.3 kb BamH I-Bgl II fragment of plasmid pOW20, such plasmids pCEL30 and pOW20 being obtainable from NRRL B-15915 and NRRL B-15838, respectively. |
This patent was applied by and granted to Novartis
| Claim 1
A chimeric gene functional in a plant cell, which chimeric gene comprises: a) at a position 5' to coding region (c), a plant-expressible promoter
sequence;
|
| Claim 1
A chimeric gene functional in a plant cell that comprises a coding region that confers hygromycin resistance on the cell, wherein the hygromycin resistance is capable of providing the basis for selection of the cell. |
| Claim 21
Plasmid pCEL30 shown in Figure 1 and obtainable from NRRL B-15915. |
| Claim 22
Plasmid pCEL40 shown in Figure 2 and derivable by ligating the Bgl II digest of plasmid pCEL30, which plasmid pCEL30 is obtainable from NRRL B-15915, and the 1.3 kb BamH I-Bgl II fragment of plasmid pOW20, which plasmid pOW20 is obtainable from NRRL B15838. |
As a conclusion...[add a comment]
The above group of patents pretty much covers the hygromycin phosphotransferase gene as a selectable marker for transformation of prokaryotes and eukaryotes. The broad coverage is not only with respect to the subject matter, but also to the geographical scope. Certainly, the inventions are protected in the main commercial jurisdictions: the United States, Europe, Japan, Australia and Canada. Essentially this group of patents owned by Eli Lilly and Novartis exclude others, almost completely, from this enabling technology tool. Hygromycin phosphotransferase gene is one of the most widely used selectable marker genes, mainly for monocot plants. This means, that most of the users of this gene, at least in the jurisdictions where the gene is protected, are likely to infringe the patents if the use has not been authorized.[add a comment]
One can say, yes, in the United States there are dominant patents on the use of antibiotic resistance genes for the selection of transformed plants. That means, it is likely that any other patented invention on this subject matter or any user of antibiotic resistance genes would not have freedom to operate unless permission is granted for the use of the dominant inventions.
The dominant patents on this field are owned by Monsanto and cover a chimeric gene having any antibiotic resistance gene (see analysis in Antibiotic resistance genes in general). The patents differ with respect to the type of promoter used to control the antibiotic resistance gene as follows:
|
Type of promoter |
|
|---|---|
| US 6174724 | any
promoter naturally expressed in plants |
|
US
6255560 (lapsed in 2005) |
CaMV 35S and 19S |
| US 5034322 |
opine synthase and rbcS |
Of these, the first one, US 6174724, is the broadest. As discussed in Antibiotic resistance genes in general any promoter that expresses naturally in plants may include any promoter derived from any plant gene and also from genes whose expression only occurs in a plant cell. As long as any of the sorts of promoters claimed in these patents is used in a chimeric gene with any antibiotic resistance gene, the construct will be likely covered by the claims.
It means that nptII and hpt genes and even other antibiotic resistance genes not analysed in this paper, such as bleomycin resistance gene conferring resistance to bleomycin and phleomycin and genes conferring resistance to gentamycin and streptomycin, could be covered by the claims of this patent, if they are part of a chimeric gene having the patented elements.
The limits to the breadth of the patents are mainly
You may ask whether the use of these patented chimeric genes in a non-plant organism (e.g., animal cell) would be non-infringing? Remember though that patent rights allow the owner to exclude others from "making, using, selling, or offering to sell". Because these patents are protecting products, not processes, the sort of use of a protected product is irrelevant. As long as you have made or used (or sell or offer to sell) a product that comprises the elements of the claimed chimeric genes, you would be infringing.
This question is limited to the United States as the dominant patents are only granted and in force in this country.
Monsanto is also the owner of patents on the use of nptII as antibiotic resistance gene for plant transformation (see IP aspects of the npt gene ). Therefore, Monsanto is in an advantageous position by having the patent rights on any antibiotic resistance gene as well as on a gene encoding a neomycin phosphotransferase enzyme. In the latter patent, it means that apart from the nptII gene, other genes coding for a neomycin phosphotransferase, i.e. nptI, could be encompassed by the patent claims.
The bifunctional marker by the National Research Council of Canada has the nptII gene linked to a gus gene and is not limited to particular organisms. It might appear that the fusion gene is outside the scope of the Monsanto patents. However, if the construct having the fusion gene comprised the elements claimed in the Monsanto patents, then, despite having in addition the gus gene, the construct might infringe the protected Monsanto's chimeric genes. The transition word "comprising" used in the Monsanto's claims means that the claimed chimeric genes contain all the elements listed but can also include additional elements. Therefore, having a chimeric gene with all the claimed elements plus the gus gene does not avoid infringement.
The aminoglycoside phosphotransferase gene claimed by Cetus Corporation might fall under Monsanto's patents, if the expression vector containing the modified truncated aphI gene, which is an antibiotic resistance gene, encompassed any of the promoters claimed by Monsanto controlling the gene and a poly(A) signal. Furthermore, such expression vector might only be infringing if it was capable of being used for plants. Other eukaryotic organisms are not covered by the Monsanto's claims.
Despite the solid patent portfolio now owned by Syngenta on cloning vectors containing the hpt gene (see IP aspects of the hpt gene), the claimed constructs for plant transformation, in particular, appear to be encompassed by Monsanto's protected chimeric genes. Once more, this situation is only applicable to the United States patents, which are assigned to Syngenta.
The United States hpt patents that are members of families 1 and 2 encompass more than plants, including prokaryotic and eukaryotic organisms. The recombinant DNA cloning vectors of the United States patent of family No. 1 would have to contain a eukaryotic promoter falling within one of the types of promoters claimed by the Monsanto patents to be encompassed by the Monsanto patents. The claimed plasmids of the United States patent of the family No. 2 contain promoters that are either derived from yeast genes or from eukaryotic genes which are not naturally expressed in plants. Therefore, these plasmids are not likely claimed by these Monsanto patents.
In contrast, the chimeric genes claimed in the two United States Novartis patents of family No. 3 are more likely to be dominated by the Monsanto patents on antibiotic resistance genes in general. The Novartis chimeric genes confer plants resistance to the hygromycin antibiotic.
These chimeric constructs comprise a plant-expressible promoter and a terminal signal sequence apart from the hygromycin resistance coding region. These are akin to the constructs claimed by Monsanto, but if the promoter and the terminal signal sequences are not the same as the ones claimed by Monsanto, the chimeric genes could not be encompassed by the Monsanto's constructs.
Antibiotic resistance genes are widely used as selectable markers because they are highly efficient, economical and straightforward. Therefore, they are considered a very valuable tool at experimental and commercial research levels.
As with many enabling technologies, these are proprietary technologies in the hands of few entities. The scope of patent protection ranges from the very broadly claimed use of any antibiotic resistance gene in plant transformation to the more restrictive use of particular antibiotic resistance systems in conjunction with particular promoters and selective agents.
The present paper analyses the extent of patent protection on
A summary of the information contained within this paper is presented in the following table. A total of six different entities holding 21 patents are part of the analysis. The table provides a listing of the entities having patents on this field, the patent document number and a brief description of the invention claimed in the analysed patents.
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Antibiotic Resistance Genes Technology Landscape Paper |
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Sections |
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Entity |
Patent Document No. |
Claimed invention |
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| Antibiotic resistance genes in general | |||
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Monsanto Co. |
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| Neomycin phosphotransferase (npt) gene | |||
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Monsanto Co. |
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Japan Tobacco |
EP 927765 A1* |
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National Research Council of Canada |
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Cetus Corporation |
US
4784949
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| Hygromycin phosphotransferase (hpt) gene | |||
|
Eli Lilly Co./Novartis |
US
4727028
|
|
|
* This European patent document corresponds to a patent application. The rest of the patent documents that appear in the table are granted patents. The latest status of the patent documents was checked in August 2002.
Back to Analysis of the protected inventions
Bailey MJ, Timms-Wilson TM, Lilley AK, Godfray HCJ. (2001) The risks and consequences of gene transfer from genetically-manipulated microorganisms in the environment. genetically-modified Organisms Research Report No. 17, Department for Environment, Food and Rural Affairs, U.K, 38p.[add a comment]
Duggan PS, Chambers PA, Heritage J, Forbes JM. (2000) Survival of free DNA encoding antibiotic resistance from transgenic maize and the transformation activity of DNA in ovine saliva, ovine rumen fluid and silage effluent. University of Leeds, Leeds LS2 9JT, UK. http://www.botanischergarten.ch/debate/DugganSurvival.pdf [add a comment]
Evaluating the risks associated with using GMOs in human foods. (2002) Technical Report on the Food Standards Agency project G010008, 5 July. University of Newcastle, UK. http://www.food.gov.uk/multimedia/pdfs/gmnewcastlereport.PDF [add a comment]
Flint HJ, Mercer DK, Scott KP, Melville C, Glover LA. (2001) Survival of ingested DNA in the gut and the potential for genetic transformation of resident bacteria. Technical Report FSA Project Code FSG01007. http://www.botanischergarten.ch/debate/Flintetal.pdf [add a comment]
Hodgson E. (2001) Genetically modified plants and human health risks: Can additional research reduce uncertainties and increase public confidence? Toxicological Sciences 63(2): 153-156.[add a comment]
Jonas DA, Elmadfa I, Engel KH, Heller KJ, Kozianowski G, Konig A, Muller D, Narbonne JF, Wackernagel W, Kleiner J. (2001) Safety considerations of DNA in food. Annals of Nutrition and Metabolism 45(6): 235-254.[add a comment]
Landis WG, Lenart LA, Spromberg JA. (2000) Dynamics of horizontal gene transfer and the ecological risk assessment of genetically engineered organisms. Human and ecological Risk Assessment 6(5): 875-899.[add a comment]
Malik VS and Saroha MK. (1999) Marker gene controversy in transgenic plants. National Karnal Bunt: A fungal disease of wheat. The Forum-Biotech Issues, USDA-aphIS Plant Protection and Quarantine, 58p.[add a comment]
Redenbaugh K, Hiatt W, Martineau B, Emlay D. (1995) Determination of the safety of genetically engineered crops. Genetically modified foods : safety issues / p. 72-87. Notes Developed from symposium sponsored by the Division of Agricultural and Food Chemistry of the 208th National Meeting of the American Chemical Society, August 21-25, 1994, Washington, D.C.[add a comment]
Schlundt J. (2001) Safety Assessment of Foods Derived from Genetically Modified Microorganisms. Microbial Ecology in Health and Disease 13(4): 197-211.[add a comment]
Stewart CN, Richards HA, Halfhill MD. (2000) Transgenic plants and biosafety; science, misconceptions and public perceptions. BioTechniques 29(4): 832-843.[add a comment]
Thomson JA. 2001. Horizontal transfer of DNA from GM crops to bacteria and to mammalian cells. Journal of Food Science 66(2): 188-193.[add a comment]
Messeguer J, Fogher C, Guiderdoni E, Marfa V, Catala MM, Baldi G, Mele E. (2001) Field assessments of gene flow from transgenic to cultivated rice (Oryza sativa L.) using a herbicide resistance gene as tracer marker. Theoretical and Applied Genetics 103(8): 1151-1159.[add a comment]
Conner AJ, Jacobs JME. (1999) Genetic engineering of crops as potential source of genetic hazard in the human diet. Mutation Research-Genetic Toxicology and Environmental Mutagenesis 443 (1-2): 223-234.[add a comment]
This PDF copy is dated April 11, 2007. Changes may have been made to this
Technology Landscape after this date.
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The information contained in this page was believed to be correct at the time it was collated. New patents and patent applications, altered status of patents, and case law may have resulted in changes in the landscape. CAMBIA makes no warranty that it is correct or up to date at this time and accepts no liability for any use that might be made of it. Corrections or updates to the information are welcome. Please send an email to info@bios.net.
The information contained in this page was believed to be correct at the time it was collated. New patents and patent applications, altered status of patents, and case law may have resulted in changes in the landscape. CAMBIA makes no warranty that it is correct or up to date at this time and accepts no liability for any use that might be made of it. Corrections or updates to the information are welcome, please send an email to info@bios.net.